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2016

Case

Low risk study with no ethics committee approval

16-06

A manuscript was submitted to our journal that describes a social media advocacy campaign that was run by an international NGO for the purpose of eliciting public support for a new law in a low-middle income country. The authors are from the NGO and the government department in that country, that together funded and ran the campaign, and also collected and analysed the data used in the manuscript.

Case

Author requests for certain experts not to be included in the editorial process

16-08

A prospective author contacted the editorial office of a medical journal to request that an intended submission was not reviewed or consulted on by experts involved in a number of published guidelines on the topic of the paper. The author named some of these experts, which included members of the journal’s editorial board (including editor A).

Case

Publication of expression of concern

16-09

A university institutional review board (IRB) investigation found that there was extensive data fabrication in connection with a clinical research study. Three articles and one abstract reporting results from this clinical study were published. Our journal published the abstract, which we intend to retract. The three articles have been retracted by the journals that published those articles.

Case

Data anonymity

16-05

A paper was submitted to our journal. The managing editor was concerned about patient information in the paper and queried the authors. The authors responded that the data were collected from routine samples and so consent was never obtained. The patients were lost to follow-up, and there was no ethics committee approval as it involved the study of existing data, but they did discuss with the institutional review board who said it was exempt.

Case

Publication of a manuscript on an external website after acceptance but prior to journal publication

16-02

Our journal recently approved a commentary article for publication, after the manuscript had been substantially revised during the editorial process. In the course of preparing the text for the article proof, the copy editor discovered that the authors had published the revised manuscript on an external public website, just prior to receiving notification from our system of our formal acceptance for publication.

Case

Multiple redundant submissions from the same author

16-04

An author submitted a redundant publication to one of our journals. After reviewing the report from the anti-plagiarism software, we followed the COPE flowchart up to and including contacting the author's institution. We have not received a response from the author or the author's institution. Shortly afterwards, the same author submitted a (different) redundant publication to one of our other journals. We followed the same steps and have not received a response.

Case

Disclosure and transparency issue

16-01

A paper was submitted to a medical journal, reporting the beneficial effects of a treatment with an expensive biological preparation. The author list included one employee of the company that produces and sells the preparation. Specific employees of the company were also thanked for medical input, epidemiological advice, programming support and copy editing; several authors declared having received speaker fees from the company for lectures related to the product.

Case

Reviewer concerns about transparency of peer review process

16-03

Our journal uses an internally transparent process where throughout the editor or peer review process, authors, editors and reviewers are all aware of the identities of who is involved. Reviewers are also told—when initially solicited to do a peer review—that they will be named on the final article manuscript as a reviewer. Prior to publication, the pre-print version of a text is sent to reviewers for their approval to be named (or not) as a reviewer on the article.

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