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Handling undisclosed peer reviewer conflict
Some authors from a company recommended a peer reviewer on submitting their manuscript, who was then asked to review the manuscript. This reviewer recommended acceptance without change. One other reviewer recommended major revision (a methodological reviewer not a content expert) and the third reviewer recommended rejection. The editor found it unusual for a review to recommend acceptance witho… - CaseOn-going
Author retracts request to be removed from author list
An author of a coauthored article published in our journal ten years ago contacted the outgoing editors with a request to have their name removed. The author in question is Dr A of University 1 and they are the paper’s first author. Their stated reason for doing so was that they had recently discovered errors in a table in the paper. The second author on the paper, Dr B, provided the original d… - CaseOn-going
Author refusal to sign an ethics form
A journal has received a submission which is based on patient data (CT scan images). The data have been found to have been taken from an open-source repository. The authors are refusing to sign an Ethics Approval and Consent for Authors form. Questions for the Forum Is a signature in these cases compulsory? How would the Forum recommend we hand… - CaseOn-going
Reviewer citation manipulation
This is a general scenario which has been observed in increasing numbers at our journal. We are finding that some reviewers provide a referee’s report which include a request to cite a number of papers, which on closer inspection are all authored by the referee. We would like to hear whether Forum participants have any policies or procedures for reviewers who are clearly manipulating cit… - CaseOn-going
Concerns over the withdrawal of a complaint
The journal received multiple complaints from two ‘whistleblowers’ in country A regarding the methodology presented in an article published in 2021. The Editors began an investigation into the paper, using evidence provided by the whistleblowers. The Editors felt that based on the provided evidence, an investigation should be carried out. The authors, who were also from country A, were made awa… - CaseCase Closed
Request for retraction due to alleged ethical misconduct in a grant application
A journal received a request from University A for a published paper to be retracted, citing ethical issues with the grant application submitted by an author from University B. The journal is satisfied that the rigorous editorial processes required by the journal were followed prior to publication and asked for specific details of the ethical breach; evidence that all authors on the publication… - CaseOn-going
How to handle offers of promotion of authorship for sale
We have been approached via email by a company promoting authorship for sale. The email describes the service as providing 'co-authorship' of an existing article that has been submitted for publication in an indexed journal. The articles cover a range of disciplines and the company claims a high success rate for publication. Question for COPE Council: What steps sho… - CaseCase Closed
Complaint over protocol used in special issue
We launched a Special Issue (SI) focusing on the application of a particular clinical protocol, with guest editors that have an extensive clinical history in applying this protocol. This specific protocol is currently used and promoted by a small subset of practitioners, with limited wider recognition. The SI concluded with a substantial number of published articles, including several case repo… - CaseCase Closed
Ukrainian authors request retraction of article in Russian conference proceedings
A journal has been contacted by a group of authors from Ukraine who wish to retract their article because of acute ethical issues in relation to the war with Russia. The authors are employees of a research institute in Ukraine. When preparing their article they were not fully informed about the country of the organisers of the conference. They are concerned that participation in a Russian confe… - CaseCase Closed
Balancing anonymisation and open science during peer-review
As an editor of a journal with a double-anonymous peer review system, I often wonder about the right balance between open science practices and anonymisation of the manuscript for the review process. How much anonymisation is enough while being compatible with open science dissemination? In particular, when a manuscript includes information about the protocol registration and raw data, s… - CaseCase Closed
Should we allow pseudonymous authorship?
We are handling a manuscript that is now ready for acceptance. During the review process we noticed that one coauthor had the surname "999" and this coauthor and two others had the affiliation "Independent researcher". We asked the corresponding author what this meant. Their answer was that the names of two of these three authors, including "999", were pseudonyms. The paper was based on a compe… - CaseOn-going
Rescind a decision post-acceptance prior to publication
A paper that has been accepted for publication in a journal has recently been found to be unsuitable for publication. The authors have been highlighted in other journals for disseminating misinformation regarding the treatment of COVID-19. An expression of concern has been issued on another article, similar to the one we are close to publishing, in another publisher's journal. We looked into th… - CaseOn-going
Allegation of authorship misconduct
We recently received a complaint about an article which was published in our journal, which was originally sent to Journal X and copied to us. The complainant claimed that they had submitted an article to Journal X which was rejected. They alleged that their ideas and data had been leaked, stolen by another group of researchers, and published in our journal. We have asked the authors and… - CaseOn-going
Submission of article by ghost author
A corresponding author and two coauthors submitted a paper to our journal. The article was published after due process of reviewing etc. After publishing the paper, a student contacted us to say that the paper was totally derived from their Master's thesis. The journal's Research Ethics Committee heard the case and it was confirmed that the paper had been extracted from the thesis. All the auth… - CaseOn-going
Possible image manipulation
A whistleblower posted on PubPeer regarding some apparently overlapping images in an article published several years earlier. To the research integrity team there appeared similarities, enough to warrant a request for the original images / raw data from the authors. The authors said they no longer had access to the original data and have denied any editing was made to the images. We commissione… - CaseOn-going
Can a published journal article be submitted to conferences?
An article is submitted to a journal and accepted for future publication. The authors receive the acceptance letter and the script is waiting for the final publication process (within 4-6 months). During this time the authors ask the journal if they can present the full text of the article at a conference (which is going to be held before the publication by the journal). They also declar… - CaseCase Closed
Request for a retraction from a pharmaceutical company
A journal recently received an 11 page letter via email titled ‘request for a retraction’ from a pharmaceutical company (PC). They have issues with one of our critically appraised topic(s) which critically appraises two papers that were funded by PC and written by employees at PC. The two papers were published in separate journals. Our critically appraised topic (CAT) was peer reviewed… - CaseCase Closed
Multiple complainants for a single article
We received four letters of accusation on the same published article from 4 different email addresses (namely A, B, C, D) consecutively with the interval of each being 1 month. The first letter of accusation identified several issues with the use and interpretation of statistics, and noted that no reference number was provided for the study’s ethics approval. In response the editorial o… - CaseOn-going
Wrong article abstract published: corrigendum or retraction and republication?
An author published an article in journal A. At the proofreading stage they were asked by the publisher to reduce the number of words in the abstract. After publication, the author indicated that they had inadvertently included the wrong abstract in the proofreading correction step, supplying one which belonged to another article they had authored. The article is now published with the wrong ab… - CaseOn-going
Authorship dispute over image
A journal published an article on a drug. They also accepted a letter questioning the method used for determination of particle size in the study. The author of the original article claimed that the image used in the letter was theirs and asked that the letter not be published. It appears that the two authors used to collaborate. The journal was unable to verify who produced the image…