- CaseCase Closed
Sanctions for citation cartels?
Multiple journals appear to be affected by a citation cartel between a group of researchers across three universities, via the medium of special issues. All articles within the issues contain a high proportion of citations to the same researchers at the three universities, many as high as 100%. Looking at the pattern of citations to these researchers' work, they have only ever been cited in the… - CaseCase Closed
Using industry knowledge to evaluate an ethics case
A journal owned by publisher A recently posted an article critical of publisher B. Both publishers A and B are COPE members. Publisher B has already responded with several claims about the author’s methodology. Publisher A would normally defer to the journal’s editors. However, because the content of the article relates to the publishing industry, publisher A has particular insights into the to… - CaseOn-going
Guest editors for single articles
A COPE member has noted instances of journals contacting individuals - who are not on their editorial board - to request that they act as guest editor for a single manuscript. The invitation makes it clear that they are being asked to recruit reviewers and to make the editorial decision. This practice includes instances where the invitee has had no prior contact with the journal. C… - CaseCase Closed
Temporary exception to double anonymised review policy
The journal conducts double-anonymous reviews of all manuscripts submitted. As part of the decision process, reviewers routinely receive a copy of the decision letter, which includes reviewers’ comments. In the transition to a new editorial staff, a change to the email template inadvertently meant that the full letter was sent out, including the corresponding author’s name. Before this was disc… - CaseCase Closed
Request to remove author from submitted manuscript due to academic misconduct
Regarding a submitted (but not yet accepted) paper from a scientific collaboration, one of the authors has asked whether an instance of academic misconduct or - for that matter - any non-scientific but rather unsavoury personal facts or accusations (e.g. a penal or civil proceedings) can be considered as a valid ground for requesting that the journal remove an author from the paper, as per the… - CaseOn-going
Duplicate articles due to DOI reassignment
The editors of Journal C have found that 15 of their recent articles have been assigned slightly different DOIs in the Online First and the final issue versions. This arose from administrative problems with the publisher’s production process and has resulted in duplicated articles in both spaces, and there may be other duplicate articles due to reassigning different DOIs. The editors of… - CaseOn-going
Dealing with cases with culturally offensive content
Society journal X and propriety journal Y have received complaints regarding historic papers published in their journals (generating a lot of anger on twitter). The papers outline a practise the society (who had a historic role in its development) no longer endorse. The society has released an apology about their involvement with the practise, but the practice itself is not illegal (in the majo… - CaseCase Closed
Academic freedom
A final year student, and two other researchers in law, all from the same university, undertook research into a recent court judgment on the rules in relation to civil servants making public comments. Based on this research, a manuscript was drafted to be submitted to a double anonymised peer reviewed journal. The manuscript is highly critical of the judgment’s reasoning and impact. All three a… - CaseOn-going
Institutions paying authors to be named on papers
Some academic institutions are paying authors for the name of the institution to be included in the manuscript so that the institution has an increased number of publications in a given year. The institution gives the author payment and the author terms it as ‘funding’ or ‘grant’, which is not the case. The author publishes the research article in a journal with two affiliations and explains in… - CaseCase Closed
Is approval needed for a social media survey?
An author has contacted the journal enquiring about the need for institutional review board approval for a survey. The survey is not derived from a specific institution but rather out of the personal interest of the author(s) who are targeting a point of wide scientific interest. The authors have a broad reach in social media. The topic is of significant interest to the field, and there… - CaseCase Closed
Sharing by a reviewer on social media
A journal operated double blind peer-review, so the reviewers do not know the identity of the authors, and vice versa. However, the anonymity of the authors is not guaranteed, as the reviewers may discover the identity of the authors (because of the area of research, references, writing style, etc). But rarely can the authors identify the reviewers. The journal received a request from a… - CaseOn-going
Institution wants to retract despite ongoing legal proceedings
The case has been with two publishers for more than a year. Journal A at publisher A published article A by author A, affiliated to institution A and institution B (in another country), and author B affiliated to institution B. Journal B at publisher B then published article B, by the same authors and affiliations. The two articles are on closely related research. Shortly after publicati… - CaseCase Closed
Withdrawal of paper at proof stage
An original paper was submitted to our journal. After peer review, the authors were requested to revise the paper, and the revision was submitted back to the journal. Our manuscript editor accepted the paper. The paper was scheduled for publication 3 months later after copyediting was completed. We informed the corresponding author about acceptance of the paper and sent them the typeset… - CaseCase Closed
Possible plagiarism
We received an email from a whistleblower notifying us about possible plagiarism in two chapters published by us, both authored by the same two authors. The whistleblower accused the authors of substantial plagiarism. In both chapters there were, indeed, certain unattributed parts of the text, although the majority was properly attributed. Some of the unattributed parts were authored by… - CaseCase Closed
Dispute arising from peer review of a rejected comment and published correction
In 2016, group A published manuscript X in our journal. In early 2017, group B submitted a comment critical of the published manuscript. Following peer review, in accordance with the journal’s then active policy, the comment was rejected from further consideration. The policy allowed for the author of the original article to be one of the peer reviewers of the comment. The lead author of… - CaseCase Closed
Increased number of casual submissions
We have experienced a sudden spurt in casual submissions of poor quality articles. We believe this is because authors wish to show that they have submitted articles which are under consideration at reputable journals. While any journal or editor would be happy to see increased numbers of submissions, sadly, most are of very poor quality in all respects. Most are very casually prepared wi… - CaseOn-going
Editor manipulation of impact factor
An editor in chief of a major medical journal in a specialty field is also an author. The editor submits a manuscript to a competing journal in the same field. The manuscript receives moderately favourable reviews and the authors are invited to respond to the reviewer input and submit a revised manuscript. In the communication from that journal's editor in chief, the authors are asked to cite a… - CaseCase Closed
Editor and reviewers requiring authors to cite their own work
A staff member in our editorial office noticed a decision letter where a handling editor instructed an author to cite an article published by the handling editor. The staff member wondered if this had happened before and reviewed recent decision letters by that editor. This revealed a concerning pattern of behaviour—the handling editor’s decision letters (including reviewers’ comments) asked au… - CaseCase Closed
Pre-publication in a discussion paper series
A submission in the economics field to an interdisciplinary social science journal was accepted, following full external review. Subsequently, the publisher wrote to the author stating that during editorial checks, it had come to their attention that a full manuscript of a paper with the same name was available in a discussion paper series and kindly asked that this version be removed from the… - CaseCase Closed
Unethical withdrawal after acceptance to maximize the 'impact factor'?
We are a publisher with a portfolio of about 25 journals, with journal X being the flagship journal. Journal X has a high impact factor. We also publish a range of other, newer journals, some of which are ranked highly but most have no impact factor. An author submitted a manuscript to journal Y where it underwent peer review and was accepted after revisions. After acceptance, the autho…