- CaseCase Closed
Authorship dispute unsatisfactorily resolved by institution
The journal was contacted with a claim to first authorship of a paper currently published online ahead of print. Print publication was put on hold pending the result of the investigation. The claim to first authorship was based on the claimant stating that they had obtained most results published in the paper during their PhD studies under the supervision of the corresponding author, and contri… - CaseCase Closed
Withdrawing from authorship
A journal published a paper that is now under investigation by the host institution for misconduct. All authors signed that they agreed authorship and took responsibility for the content of the paper. After the investigations started, an author asked to be removed from authorship. Questions for the COPE Forum• What should the journal do in this situation? • Should th… - CaseOn-going
Authorship dispute regarding author order
A paper was accepted in 2012 but there was a lengthy disagreement between the four authors regarding the order of authorship. The authors were advised that the paper would not be published unless all authors could sign a written agreement on the order of authorship and copyright form. An agreement was received in 2015 that specified the order of authorship and named one of the authors as… - CaseOn-going
Would the loss of a clinical licence in one country impact on the ability to do clinical work in another?
The associate editor of journal X identified author Y on a submission paper as someone who had lost their license to practice due to malpractice. As part of the settlement, author Y had agreed to refrain from providing services to patients. Author Y now resides on a different continent, and the study presented in the submission was apparently carried out in in this continent. There is no mentio… - CaseCase Closed
The role of the lead author
An author on a "perspective/consensus" type paper continues to provide new editorial as well as substantial content comments on consecutive versions of a paper, and currently disagrees with the content of the final version of the paper. The other eight authors have approved the final version of the paper prepared and circulated by the lead author. At this stage, the lead author sees no rational… - CaseCase Closed
Publication of post-doctoral work
In 2012, Dr X started her post-doctoral training under a fellowship. She worked on the project until 2014, when the fellowship ended. She did all the work herself, and gave two seminars showing her results and progress, with positive feedback. When needed, she consulted with the supervisor or with a senior scientist in the laboratory (who has since resigned). By the time she finished, she had w… - CaseCase Closed
Institutional investigation of authorship dispute
We received a claim that several authors were removed from an article published in one of our journals before the article was submitted. None of those said to have been removed were acknowledged. The claimant requested retraction. They said the article was previously submitted to other journals, listing them as an author. They provided what they said was an earlier version of the article… - CaseOn-going
Authorship dispute and possible unreported protocol amendment
Our journal accepted a randomised controlled trial for publication which has not yet been published online. In the submitted paper, the randomised controlled trial is described as commencing in 2004 with completion in 2011. We have received an email and telephone call from an individual not listed as an author or reviewer of the paper with the following alleged disputes:• He was an invest… - CaseCase Closed
Disclosure and transparency issue
A paper was submitted to a medical journal, reporting the beneficial effects of a treatment with an expensive biological preparation. The author list included one employee of the company that produces and sells the preparation. Specific employees of the company were also thanked for medical input, epidemiological advice, programming support and copy editing; several authors declared having rece… - CaseCase Closed
Requesting authorship after publication
Our journal was contacted by an individual, Dr H, who had recently seen a published article and was surprised that he was not listed as an author because it utilised samples from a database that he established. (The article was published online in November 2014 and in print in February 2015.) He stated that the cohort has spawned many projects, but he was not involved in the “specialist area” i… - CaseCase Closed
Author impersonating corresponding author without knowledge of coauthors
We received an article which was accepted and published after an uneventful peer review process. The article was apparently written by seven authors from two universities. As part of our routine processes, all co-authors were alerted to a submission via the email addresses provided by the submitting author. Some time after the article had been published, we received an email from the cor… - CaseCase Closed
Inability to contact an author to obtain permission to publish
Author A was an overseas PhD student who successfully completed the PhD, and then returned home to a country with considerable political and civil unrest. It had been intended to submit a paper before author A left but time ran out. Subsequently, authors B, C, D and E, who were all involved in the work in one form or another (experimental design, performing preliminary experiments, data interpr… - CaseCase Closed
Handling self-admissions of fraud
In November 2014, the first author of a decade old paper in our journal and a 15-year-old paper from another journal informed us that he faked the data in two figure panels in the paper in our journal and one figure panel in the paper in the other journal. The main gist of the manipulation was loading unequal amounts or delayed loading of gel lanes. Self-admission of data falsification i… - CaseCase Closed
Author disagreement regarding article corrections
We received an original article which was accepted and published. The article was written by multiple authors from several centres, and the corresponding author undertook the task of standardising the content, making several corrections to the original text. The author proofs were sent to the corresponding author, who reviewed them. However, once published, one of the co-authors indicate… - CaseCase Closed
Authorship dispute
In April 2014, our journal received a case report from author A with co-authors B, C, D and E. After undergoing a first round of revisions pertaining only to the paper’s format, author A excluded co-authors C, D, and E from the revised version and retained co-author B, without notifying the journal of this change. After this change, the manuscript underwent the complete evaluation process, comp… - CaseOn-going
Plagiarized figure
We received a review paper and it was accepted and published on our website. We then noticed that one of the figures had been copied from a paper published in another journal. Before publication, we asked the authors if the figures were original or if they needed references, and the authors responded that they were original. After confirmation of the similarity of one figure to a publish… - CaseCase Closed
Author disagreement blocks submission
A paper was submitted to a medical journal reporting original research on human subjects. Two corresponding authors, author A (first in authors’ list) and author B (last in the list) were listed. The paper was sent to external referees but while it was under review, the editor received an email from author A stating that s/he had not read the paper, was not aware of the submission and did not a… - CaseOn-going
Authors’ contributions and involvement by medical communications company
The editorial office was contacted by someone who indicated that s/he has been working with a medical communications company on several manuscripts and has become concerned about the minimal extent of the authors’ contributions to manuscripts handled by the company. The work requested by the company goes beyond language editing, and involves developing parts of manuscripts into narrative on the… - CaseOn-going
A case with no independent institution to investigate
We were contacted by a lawyer acting on behalf of the last author (author A) of two research articles published in our journals. Both articles are co-authored by one other author (author B), who was the corresponding author. Author A claims not to have been aware of the submission and also raises concerns that the timelines and dates of the before and after photos reported in the articles are i… - CaseOn-going
Coauthor fails to respond to request to confirm coauthorship
Prior to publication, our journal requires coauthors to respond to an email to confirm their authorship status and the author list. A coauthor did not respond to these emails, and when we contacted the corresponding author for help, s/he told us that his/her attempts to reach the coauthor have failed, and that s/he believed the coauthor was attempting to hold the paper hostage. According…