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Paper published without permission or acknowledgement from institution
An author affiliated with a research institution R published two papers as a single author, one of them in a journal of publisher A. After publication, publisher A was contacted by the research integrity officer of institution R with a letter of concern. The letter stated that the research institution has conducted a formal investigation and concluded that the author failed to acknowled… - CaseCase Closed
Unable to contact authors
A manuscript was submitted to a journal and after the review and revision process, the submitted manuscript was accepted for publication. During the manuscript revision process, the corresponding author was in contact with the journal: answered all of the emails, performed revisions of the manuscript, prepared answers to the comments of the reviewers, etc. When the manuscript was accepte… - CaseCase Closed
Authors requesting withdrawal of articles from similarity check database in order to re-publish
An author's institution requires that authors publish a set amount of times per year in journals that are indexed by Scopus in order to retain their tenure. The author submits to an open access journal and their paper is published after processing charges are paid. After publication the journal is dropped from the Scopus index. The author asks for the paper to be withdrawn by the journal so tha… - CaseCase Closed
Author displays bullying behaviour towards handling editor
A handling editor rejected a paper without review, after consulting with a senior editor. The corresponding author sent an appeal about 2 weeks later where he requested that the paper be given a second chance and be sent for peer review. He added that, in case of a new decision to reject without review, the editor should provide a detailed response to a number of questions and comments raised i… - CaseCase Closed
Author admits failure to credit other authors
An author submitted a manuscript and stated that he was the sole author. The manuscript received a favourable peer review and eventually was accepted. Some time after the article was published, a co-author told the author to contact the journal to correct the author list. The author of record (AOR) did this and supplied co-author names to the journal. The editor worked with the author… - CaseCase Closed
Authorship dispute during the review process
During the review process for a manuscript submitted to our journal, one of the reviewers alerted us that the manuscript appeared to be the work of a collaborator (Dr X) who was not listed as an author on the paper. It became clear that the manuscript’s corresponding author (Dr Y, affiliation A) was a postdoctoral researcher supervised by Dr X (previously at affiliation A, recently moved to aff… - CaseCase Closed
Removal of an author
A paper was submitted to a journal with authors A, B, C, D and E. The paper was peer reviewed. Before acceptance, the corresponding author asked for a new author, author F, to be added, and an existing author, author C, to be removed. The editorial office asked all of the authors (authors A, B, C, D, E and F) to complete a change of authorship request form and for the corresponding autho… - CaseOn-going
Authorship issue related to misleading action of one author
Our journal received a manuscript which was a report of an evaluation and enhancement of an online clinical decision support system (CDS) for a specific population at risk of a disease. The online CDS had been developed by a national agency with a mission to support health promotion and disease prevention activities. Evaluation of the CDS was supported through contracts and sub-contracts. The f… - CaseCase Closed
Deceased author
After a manuscript was accepted, an author passed away before they could complete the conflict of interest statement and copyright transfer documents. The publishing company requires that all authors complete these documents prior to publishing. The other authors do not want to remove the deceased author from the manuscript. Question(s) for the COPE Forum Who… - CaseOn-going
Duplicate submission and authorship dispute
A case report was submitted to our journal (journal X) in February and accepted for publication in September that same year. In late September, the first author on the manuscript contacted us to inform us that this exact case report had just been published in another journal (journal Y) by some of his colleagues, including some of the authors of our manuscript. In the initial submission to our… - CaseCase Closed
Victim of article theft wants correction to list their name, not retraction
Author A contacted us claiming that an article published in the journal recently by author B was stolen from an article author A had earlier submitted to two different publishers, publisher A in 2016 and publisher B in 2017. Author A provided the PDFs of the manuscripts they had submitted to those other publishers. The version submitted to us 2018 by author B was very similar to that submitted… - CaseCase Closed
Peer reviewer contacted by author
In a single blind peer review process, a reviewer gave an author detailed suggestions about improvements in the statistical analysis. The author was asked to revise and resubmit the paper to address these and other reviewers' suggestions. The author, unaware of the reviewer’s identity, subsequently approached the reviewer as a respected colleague at a professional meeting to discuss the manuscr… - CaseCase Closed
Authorship conflict
Author A contacted our journal following publication of a manuscript claiming that he was the rightful author. We asked the author for proof and he said that he had all of the data concerning the patient because he received the operative specimen and made the diagnosis. Author A said he also collaborated in writing the article with author B and hence was surprised that neither his name nor his… - CaseOn-going
Inconclusive institutional investigation into authorship dispute
After publication of an article, Author A contacted the journal asking to correct their surname. Author A’s name consists of two parts, but only one was included in the publication. The editor accepted this request but asked all authors to agree to publication of an erratum. Author B (the corresponding author) immediately replied, disagreeing with publication of such an erratum. Author A inform… - CaseCase Closed
Dispute between two authors
A manuscript was submitted by author A to our journal. The content of the paper was controversial. We sent this manuscript for peer review by two clinical reviewers. We wrote back to author A requesting major revisions to address the concerns and issues raised by the reviewers. A revised paper was submitted and accepted for publication. Because the article was controversial, mini-comment… - CaseOn-going
Stolen article
At acceptance but before publication, we found article A submitted to journal A was highly similar to article B, published 5 months earlier in conference proceedings in journal B by another publisher. The abstracts were nearly identical, but the author lists and affiliations did not overlap. We asked the authors to explain this and they said article A is their own work, but it was inadvertently… - CaseCase Closed
Authorship issues from disbanded consortium
A manuscript was submitted to one of our journals in a special issue. The initial submission included 15 authors with 9 affiliations. The authors were part of a consortium which has now been disbanded. The manuscript was provisionally accepted for publication. At this point, three of the authors requested to be removed from the author list, citing irreconcilable differences with the corr… - CaseCase Closed
Withdrawal request by an author
We received a request by an author who states not to have contributed to an article published in 2015. The author claims that his name was used without his knowledge and that the corresponding author has been retired for several years and can no longer be reached. At the time of submission, we received a copyright transfer signed with the author’s name (we request all authors to sign the form).… - CaseCase Closed
Authorship dispute unsatisfactorily resolved by institution
The journal was contacted with a claim to first authorship of a paper currently published online ahead of print. Print publication was put on hold pending the result of the investigation. The claim to first authorship was based on the claimant stating that they had obtained most results published in the paper during their PhD studies under the supervision of the corresponding author, and contri… - CaseCase Closed
Withdrawing from authorship
A journal published a paper that is now under investigation by the host institution for misconduct. All authors signed that they agreed authorship and took responsibility for the content of the paper. After the investigations started, an author asked to be removed from authorship. Questions for the COPE Forum• What should the journal do in this situation? • Should th…