- CaseOn-going
Publication of expression of concern
A university institutional review board (IRB) investigation found that there was extensive data fabrication in connection with a clinical research study. Three articles and one abstract reporting results from this clinical study were published. Our journal published the abstract, which we intend to retract. The three articles have been retracted by the journals that published those articles. - CaseCase Closed
Parental consent for participants
As editor of a psychology journal, I received a manuscript from a group of scholars. The authors describe a qualitative online study with adolescent girls, aged 15–18 years, who met in person with a stranger they first ‘met’ online. The girls describe their reasoning about the risks, the safety measures they used and reactions to discomfort they experienced in the meetings. The authors n… - CaseCase Closed
Low risk study with no ethics committee approval
A manuscript was submitted to our journal that describes a social media advocacy campaign that was run by an international NGO for the purpose of eliciting public support for a new law in a low-middle income country. The authors are from the NGO and the government department in that country, that together funded and ran the campaign, and also collected and analysed the data used in the manuscri… - CaseCase Closed
Data anonymity
A paper was submitted to our journal. The managing editor was concerned about patient information in the paper and queried the authors. The authors responded that the data were collected from routine samples and so consent was never obtained. The patients were lost to follow-up, and there was no ethics committee approval as it involved the study of existing data, but they did discuss with the i… - CaseCase Closed
Multiple redundant submissions from the same author
An author submitted a redundant publication to one of our journals. After reviewing the report from the anti-plagiarism software, we followed the COPE flowchart up to and including contacting the author's institution. We have not received a response from the author or the author's institution. Shortly afterwards, the same author submitted a (different) redundant publication to one of our other… - CaseCase Closed
Reviewer concerns about transparency of peer review process
Our journal uses an internally transparent process where throughout the editor or peer review process, authors, editors and reviewers are all aware of the identities of who is involved. Reviewers are also told—when initially solicited to do a peer review—that they will be named on the final article manuscript as a reviewer. Prior to publication, the pre-print version of a text is sent to review… - CaseCase Closed
Publication of a manuscript on an external website after acceptance but prior to journal publication
Our journal recently approved a commentary article for publication, after the manuscript had been substantially revised during the editorial process. In the course of preparing the text for the article proof, the copy editor discovered that the authors had published the revised manuscript on an external public website, just prior to receiving notification from our system of our formal acceptanc… - CaseCase Closed
Disclosure and transparency issue
A paper was submitted to a medical journal, reporting the beneficial effects of a treatment with an expensive biological preparation. The author list included one employee of the company that produces and sells the preparation. Specific employees of the company were also thanked for medical input, epidemiological advice, programming support and copy editing; several authors declared having rece… - CaseCase Closed
Requesting authorship after publication
Our journal was contacted by an individual, Dr H, who had recently seen a published article and was surprised that he was not listed as an author because it utilised samples from a database that he established. (The article was published online in November 2014 and in print in February 2015.) He stated that the cohort has spawned many projects, but he was not involved in the “specialist area” i… - CaseOn-going
Profusion of copied text passages
Recently, our journal has introduced systematic analysis of all submitted manuscripts for plagiarised text, using anti-plagiarism software. We had noticed increased incidences of recycling of existing text which is why we introduced the systematic check. It turns out that a large proportion of the submitted manuscripts (an estimated 30–50%) yield positive results, with copy values of somewhere… - CaseCase Closed
Attempt to supress legitimate scientific results
The journal is operated by institute A, and the editor is an employee of institute A. A manuscript was submitted late in 2014 by authors from institute B, a similar type of organisation in the same country. The manuscript was reviewed by two referees who both recommended publication following minor revision. One of the reviewers noted that the abstract contained a vague statement related to the… - CaseCase Closed
Duplicate publication and removal of article
The editor of journal A was alerted to the fact that an article published in journal A had been previously published in journal B and constituted a duplicate publication. The editor contacted the authors who explained that they had tried to withdraw the article from journal B but their request was ignored and the article was published against their wishes. The authors contacted journal B… - CaseCase Closed
Suspected image manipulation involving four journals
Editorial office staff at journal A noticed possible image manipulation in two figures of a new paper submitted by author X. These suspected manipulations involved images of gels which appeared to contain multiple duplicated bands. This prompted editorial staff to look at the submission history of author X to journal A in more detail. It was found that author X had previously submitted t… - CaseCase Closed
Author impersonating corresponding author without knowledge of coauthors
We received an article which was accepted and published after an uneventful peer review process. The article was apparently written by seven authors from two universities. As part of our routine processes, all co-authors were alerted to a submission via the email addresses provided by the submitting author. Some time after the article had been published, we received an email from the cor… - CaseCase Closed
Inability to contact an author to obtain permission to publish
Author A was an overseas PhD student who successfully completed the PhD, and then returned home to a country with considerable political and civil unrest. It had been intended to submit a paper before author A left but time ran out. Subsequently, authors B, C, D and E, who were all involved in the work in one form or another (experimental design, performing preliminary experiments, data interpr… - CaseCase Closed
Handling self-admissions of fraud
In November 2014, the first author of a decade old paper in our journal and a 15-year-old paper from another journal informed us that he faked the data in two figure panels in the paper in our journal and one figure panel in the paper in the other journal. The main gist of the manipulation was loading unequal amounts or delayed loading of gel lanes. Self-admission of data falsification i… - CaseCase Closed
Revoked parental consent
Our journal publishes case reports describing the evaluation, diagnosis and treatment of unusual cases. Parents must provide written informed consent prior to manuscript submission. No cases are presented with unique identifiers and each is anonymised as much as possible. A manuscript was submitted with written consent that was accepted for publication and assigned to an issue. Just befo… - CaseCase Closed
Author disagreement regarding article corrections
We received an original article which was accepted and published. The article was written by multiple authors from several centres, and the corresponding author undertook the task of standardising the content, making several corrections to the original text. The author proofs were sent to the corresponding author, who reviewed them. However, once published, one of the co-authors indicate… - CaseCase Closed
Ethics committee approval
We routinely ask for ethics committee approval from every research manuscript submitted to our journal. Sometimes, studies from different countries may not have ethics committee approval and authors may claim that their study does not need approval. In such situations, we consult COPE’s “Guidance for Editors: Research, Audit and Service Evaluations” document and evaluate the study at the editor… - CaseCase Closed
Authorship dispute
In April 2014, our journal received a case report from author A with co-authors B, C, D and E. After undergoing a first round of revisions pertaining only to the paper’s format, author A excluded co-authors C, D, and E from the revised version and retained co-author B, without notifying the journal of this change. After this change, the manuscript underwent the complete evaluation process, comp…